INTRODUCTION
TO
INTERNATIONAL
HUMANITARIAN LAW?
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International
Humanitarian Law and
the Protection
of War Victims
by Hans-Peter Gasser
Dr Hans-Peter Gasser, former Senior
Legal Adviser at the International Committee of the Red Cross, is Editor-in-Chief
of the International Revue of the Red Cross.
1 November 1998
1. |
Why do we
need international humanitarian law? |
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War is forbidden. The Charter
of the United Nations states clearly that the threat or use of force against
other States is unlawful. Since 1945, war has no longer been an acceptable
way to settle differences between States. So why talk about international
rules dealing with armed conflicts (or war) and their effects, if the Charter
has banned recourse to force in international relations?
There are three answers of
a legal nature to that question - and a sad conclusion:
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The Charter has not completely
outlawed the use of force. Indeed, States retain the right to defend themselves,
individually or collectively, against attacks on their independence or
their territory, in response to a (legal or illegal) use of force.
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The Charter's prohibition of
the use of force does not encompass internal armed conflicts (or civil
wars).
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Chapter VII of the Charter allows
member States the use of force in collective action to maintain or restore
international peace and security.
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Finally (and this is not a legal
argument!), wars do in fact occur, as we all know, despite their being
outlawed by the Charter of the United Nations. Armed conflicts are a sad
reality in our contemporary world.
The conclusion is inevitable:
there is a need for international rules which limit the effects of war
on people and property, and which protect certain particularly vulnerable
groups of persons. That is the goal of international humanitarian law,
with the Geneva Conventions and their Additional Protocols
as its main expression and an important body of customary law as a decisive
supplementary source of law.
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2. |
From Henry
Dunant to present-day international humanitarian law |
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After the shock of seeing
the battlefield of Solferino and the agony of so many wounded soldiers
lying untended, Henry Dunant suggested action on two levels:
1. |
To establish an organization
to assist wounded military personnel; the Red Cross; and
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2. |
To conclude an international
covenant to guarantee the protection of the wounded on the battlefield:
the very first Geneva Convention. |
With these two steps, Dunant
hoped to ease the suffering caused by war. Only later in his life did he
plead for a ban on war itself.
In this article we shall
not examine the first of Dunant's proposals, i.e. the creation of the Red
Cross, with the International Committee of the Red Cross (ICRC)
as its first institution established in 1863 in Geneva. We shall rather
discuss his second suggestion, namely the creation of humanitarian law,
its substance and some of the problems encountered in its implementation.
Let us, however, underline that legal rules alone are unable to cope with
the real problems caused by armed conflicts. Nor can any one organization
alone deal with the multiple issues raised by war. A combination of international
humanitarian law and action by the parties to an armed conflict, by the
Red Cross and Red Crescent Movement and by the community of States, by
non-governmental organizations and by all persons of good will is needed
to bring about better protection for the vulnerable victims of warfare.
Let us now examine international
humanitarian law as it stands today, with a brief glance at its history
and its development.
The first treaty on the protection
of military victims of warfare was drawn up and signed in 1864 in Geneva,
on the initiative of Henry Dunant, at a Diplomatic Conference convened
by the Swiss Government and attended by representatives of almost all States
of that time.
In 1899, in The Hague, international
protection was extended to wounded, sick and shipwrecked members of armed
forces at sea, and in 1929 prisoners of war were also placed
under the protection of the law of Geneva.
In 1949 four Geneva Conventions,
which are still in force today, were adopted, each of them dealing with
the protection of a specific category of persons who are not, or are no
longer, taking part in hostilities:
First Convention |
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on the care of the wounded
and sick members of armed forces in the field
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Second Convention |
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on the care of the wounded,
sick and shipwrecked members of armed forces at sea
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Third Convention |
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on the treatment of prisoners
of war
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Fourth Convention |
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on the protection of civilian
persons in time of war. |
The Geneva Conventions of
1949 are a legacy of World War II. Starting from the tragic experience
gained in that conflict, they greatly improve the legal protection of war
victims, in particular of civilians in the power of the enemy. Today, practically
all States are party to the 1949 Geneva Conventions. Accepted as they are
by the whole community of nations, they have become truly universal law.
The various treaties that
make up what is known as "Geneva law" deal extensively with the
fate of persons who have ceased to fight or have fallen into the power
of the adversary. They do not set limits to the way military operations
may be fought. Concurrently with the development of "Geneva law", States
have therefore codified, in various stages, international rules setting
limits to the conduct of military operations. The main thrust of what is
known as "Hague law", with the various Hague Conventions of 1907
as its main expression, is to limit warfare to attacks against objectives
which are relevant to the outcome of military operations. Thus, the civilian
population must be immune from military attacks.
The new Geneva Conventions
of 1949 did not develop the rules of "Hague law". In particular, they failed
to cover a fundamental issue of international humanitarian law: the
protection of the civilian population against direct effects of hostilities
(attacks on the civilian population, indiscriminate bombardment, etc.).
The lessons of Coventry, Dresden, Stalingrad or Tokyo were still to be
drawn.
Furthermore, new technologies
had produced new weapons, i.e. a new potential for destruction, but also
new techniques for ensuring the protection of war victims.
Decolonization had
more than doubled the number of States and, with new types of conflict
(wars of national liberation), some new priorities for humanitarian law
had emerged.
Finally, the ever-increasing
number of civil wars with frequent recourse to guerrilla warfare
demonstrated the need to strengthen the protection of victims of non-international
armed conflict.
In response to these challenges
Switzerland convened a Diplomatic Conference in Geneva. From 1974 to 1977
that conference worked out two new treaties of international humanitarian
law, the Protocols additional to the Geneva Conventions.
They were adopted on 8 June 1977 and, since that date, they have been open
for ratification or accession by all States party to the 1949 Geneva Conventions.
Today, a clear majority of States are already bound by the two Protocols
(or at least by one of them). The ICRC is doing it utmost to encourage
the remaining States to accede to the Protocols as well.
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3. |
A look at
the substance of the law: humanitarian limits on warfare |
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Humanitarian law has become
a complex set of rules dealing with a great variety of issues. Indeed,
six major treaties with more than 600 articles and a fine mesh of customary
law rules place restrictions on the use of violence in wartime. Such complexity
should not, however, make us forget that the gist of humanitarian law can
be summarized in a few fundamental principles:
1. |
Persons who are not, or
are no longer, taking part in hostilities shall be respected, protected
and treated humanely. They shall be given appropriate care, without any
discrimination.
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2. |
Captured combatants and
other persons whose freedom has been restricted shall be treated humanely.
They shall be protected against all acts of violence, in particular against
torture. If put on trial they shall enjoy the fundamental guarantees of
a regular judicial procedure.
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3. |
The right of parties to
an armed conflict to choose methods or means of warfare is not unlimited.
No superfluous injury or unnecessary suffering shall be inflicted.
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4. |
In order to spare the civilian
population, armed forces shall at all times distinguish between the civilian
population and civilian objects on the one hand, and military objectives
on the other. Neither the civilian population as such nor individual civilians
or civilian objects shall be the target of military attacks. |
These principles give expression
to what the International Court of Justice has called in the Corfu
Channel Case "elementary considerations of humanity", and later "fundamental
general principles of humanitarian law" (Case concerning Military and
Paramilitary Activities in and against Nicaragua). As general principles
of international law they are the cornerstones of the protection of war
victims through law. They are binding under all circumstances and no derogation
is ever permissible.
There is another fundamental
idea which deserves to be mentioned here: the rules of international law
apply to all armed conflicts, irrespective of their origin or cause. They
have to be respected in all circumstances and with regard to all persons
protected by them, without any discrimination. In modern humanitarian law
there is no place for discriminatory treatment of victims of warfare based
on the concept of "just war".
Whereas the general principles
mentioned above are common to the law on all types of armed conflict, there
are two different sets of specific rules: one for international armed
conflicts and another for non-international armed conflicts (or
civil wars).
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4. |
Different
types of armed conflict |
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International armed
conflicts are conflicts between States. The four 1949 Geneva Conventions
and Protocol I deal extensively with the humanitarian issues raised by
such conflicts. The whole body of law on prisoners of war, their status
and their treatment is geared to wars between States (Third Convention).
The Fourth Convention states inter alia the rights and duties of
an occupying power, i.e. a State whose armed forces control part or all
of the territory of another State. Protocol I deals exclusively with
international armed conflicts.
Under Protocol I of 8 June
1977, wars of national liberation must also be treated as conflicts
of an international character. A war of national liberation is a conflict
in which people is fighting against a colonial power, in the exercise of
its right of self- determination. Whereas the concept of the right of self-determination
is today well accepted by the international community, the conclusions
to be drawn from that right for the purposes of humanitarian law and, in
particular, its application to specific conflict situations are still somewhat
controversial.
A mere glance at the newspapers
or a world map reveals, however, that conflicts between States are today
the exception rather than the rule. The majority of armed conflicts are
waged within the territory of a State: they are conflicts of a non-international
character. A common feature of many such internal armed conflicts is the
intervention of armed forces of another State, supporting the government
or the insurgents.
The substantive rules of
humanitarian law governing
non-international armed conflicts are
much simpler than their counterparts governing international conflicts.
They are derived from one main source, namely Article 3 common to the four
Geneva Conventions of 1949, which enjoins the parties to an internal conflict
to respect some basic principles of humanitarian behaviour already mentioned
above. It is particularly important to note that common Article 3 is binding
not only on governments but also on insurgents, without, however, conferring
any special status upon them.
Additional Protocol II of
1977 supplements Article 3 common to the Geneva Conventions with a number
of more specific provisions. This is a welcome contribution to the strengthening
of humanitarian protection in situations of internal armed conflict. Protocol
II has, however, a narrower scope of application than common Article 3.
It applies only if the insurgent party controls part of the national territory.
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5. |
Humanitarian
law and human rights |
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Article 3 common
to the Geneva Conventions deals with internal armed conflicts,
i.e. with matters pertaining to the internal affairs of States. As the
regulation of internal affairs is basically the prerogative of the sovereign
State, the decision taken in 1949 to include Article 3 in the four Geneva
Conventions was a great event. It must be remembered, however, that one
year earlier, in 1948, the United Nations General Assembly had adopted
the Universal Declaration of Human Rights. That document reflected
growing international concern about an important aspect of the internal
affairs of States. Indeed, international rules on the protection of human
rights oblige States to recognize and respect a number of basic rights
of the individual and to ensure that they are upheld. Humanitarian law
does the same in times of armed conflict. It enjoins the parties to a conflict
to respect and to preserve the lives and dignity of captured enemy soldiers
or of civilians who are in their power. What, then, distinguishes humanitarian
law from human rights law? Or are they the same?
The goals of human rights
law and humanitarian law overlap. Both humanitarian law and human rights
are designed to restrict the power of State authorities, with a view to
safeguarding the fundamental rights of the individual. Human rights treaties
(supported by customary law) achieve this objective in a comprehensive
way insofar as they cover almost all aspects of life. Their rules must
be applied to all persons and be respected in all circumstances (although
a number of rights may be suspended in time of emergency). Humanitarian
law, however, applies only in time of armed conflict. Its provisions are
formulated in such a way as to take into account the special circumstances
of warfare. They may not be abrogated under any circumstances. Usually
they apply "across the front line", i.e. the armed forces have to respect
humanitarian law in their dealings with the enemy (and not in the relations
with their own nationals). In internal armed conflicts, however, human
rights law and international humanitarian law apply concurrently.
In other words, humanitarian
law is a specialized body of human rights law, fine tuned for times of
armed conflict. Some of its provisions have no equivalent in human rights
law, in particular the rules on the conduct of hostilities or on the use
of weapons. Conversely, human rights law covers several domains which are
outside the scope of humanitarian law (e.g. the political rights of individual
persons). Despite their overlapping, human rights law and humanitarian
law remain distinct branches of public international law.
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6. |
Implementation
and scrutiny |
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Parties to a given humanitarian
treaty have to comply with obligations arising out of that treaty, whereas
all States have to respect provisions that are part of customary law. This
is of course the case for all international law rules. Indeed, States have
to respect their international commitments and have to take all measures
necessary to facilitate implementation of the law. If a party fails to
do so, the State may be held responsible for a wrongful act.
The Geneva Conventions and
the Additional Protocols require the States party to adopt a number of
measures in order to assure compliance with these treaties. Some of these
measures have to be taken in peacetime, others in the course of an armed
conflict. In this short overview, only three such obligations will be mentioned,
as examples:
Instructions to and
training of the armed forces:
The complex set of obligations
arising out of the Conventions and the Protocols must be translated into
a language which is clearly understandable to those who have to comply
with the rules, in particular the members of armed forces, according to
their ranks and their functions. Good manuals on humanitarian law play
a decisive part in effectively spreading knowledge of that law among military
personnel. Rules which are not understood by or remain unknown to those
who have to respect them will not have much effect.
Domestic legislation
on implementation:
Many provisions of the Geneva
Conventions and of their Additional Protocols imperatively require each
State Party to enact laws and issue other regulations to guarantee full
implementation of its international obligations. This holds particularly
true for the obligation to make grave breaches of international humanitarian
law (commonly called "war crimes") crimes under domestic law. In the same
way, misuse of the red cross or the red crescent distinctive emblem must
be prosecuted under domestic law.
Prosecution of persons
who have committed grave breaches of international humanitarian law:
Such persons must be prosecuted
by any State party under whose authority they find themselves. That State
may, however, extradite the suspect to another State Party which is willing
to prosecute him. Individuals accused of violating humanitarian law may
also be tried by an international criminal court. The United Nations Security
Council has established two such courts: the Tribunals for the former Yugoslavia
and for Rwanda. On 17 July 1998, a Diplomatic Conference convened by the
United Nations in Rome adopted the Statute of the International Criminal
Court. For the first time in history a permanent international court has
jurisdiction over crimes committed not only in the course of international
armed conflicts but also during non-international armed conflicts. The
Court's jurisdiction does not affect the obligation of States Parties to
prosecute war criminals in their own domestic courts.
Returning to the question
of implementation of humanitarian law by parties to an armed conflict,
it should be emphasized that States do not exist in a vacuum; they are
part of the community of all States party to the humanitarian treaties.
States not involved in an armed conflict have a legitimate interest in
seeing that the Geneva Conventions or the Protocols (to which they are
party) are respected by the parties to that conflict. One may even go a
step further and argue that States have an obligation to work for respect
for those treaties by the parties to a given armed conflict. Article 1
of the four Geneva Conventions and Protocol I suggests such an interpretation:
"The High Contracting Parties undertake to respect and to ensure respect
for the present Convention in all circumstances". The message seems to
be clear. Its political implications, on the other hand, have not yet been
fully understood.
The Conventions furthermore
require that each party to an international armed conflict designate a
third (neutral) State as a Protecting Power. A Protecting Power
is a State which safeguards the interests of one party in its relations
with the other party to the conflict. As such, Protecting Powers have to
ensure that the belligerents fulfil their humanitarian obligations.
Recent practice shows that
for various reasons States are no longer prepared to appoint Protecting
Powers. An institution of a special nature has stepped into the breach:
the International Committee of the Red Cross (ICRC). Founded in
1863 as a charitable organization on the instigation of Henry Dunant, the
ICRC has over the years maintained its character as a private institution
anchored in Swiss law, with Swiss citizens making up its governing body.
Thus, the ICRC is not an international organization with States as its
constituents (such as the United Nations or the International Labour Organization),
and governments have no direct influence on ICRC activities. Yet the International
Committee's mandate is international, and the whole world is its field
of action. The ICRC works through its delegates. Its funds are provided
by voluntary contributions from States party to the Geneva Conventions,
from National Societies and from private donors. To underline its special
role States have granted the ICRC obevserver status at the United Nations
General Assembly.
Although a private institution,
the ICRC has an important role to play in the implementation of humanitarian
law by the parties to an armed conflict. Unlike a Protecting Power, the
ICRC does not act on the instructions of a party to the conflict. The ICRC
acts in its own name, as a neutral intermediary between the two sides.
Its scope of action is also much broader than the tasks of a Protecting
Power. Moreover, in its approach to governments, the ICRC chooses the course
of confidential diplomacy, an approach which incidentally enables its delegates
in their contacts with belligerents to use words as tough and clear as
circumstances require. Only if confidential representations have no further
chance of bringing about the intended result will the ICRC appeal publicly
to States. In the course of more than 125 years the ICRC has acquired considerable
experience in persuading States and other parties to armed conflicts to
respect humanitarian law in international conflicts and in civil war.
Under the Geneva Conventions,
parties to an international armed conflict are under an obligation to accept
visits by ICRC delegates to all prisoner-of-war camps, to all places where
civilians of enemy nationality may be detained and to occupied territories
in general. In other situations, where the delegates have no such general
right of access, the ICRC may "offer its services to the parties to a conflict".
In other words, the ICRC will negotiate the right to discharge its humanitarian
mandate on the territories of all the warring parties. This is generally
the case in non-international armed conflicts.
In the same way, parties
to armed conflicts have to allow relief operations in favour of those in
need, be they detainees, especially vulnerable groups of civilians or the
general population, including in occupied territories. ICRC delegates ensure
that medical services or food aid are provided according to needs and that
strict impartiality is observed.
The method of verifying respect
for humanitarian law differs considerably from the procedures espoused
by human rights treaties. The latter provide, inter alia, for a
system of formal complaints to a supranational body, and in some cases,
to a supranational court. Such complaints may originate from individuals
or from States. In contrast to this well- structured system, humanitarian
law relies much more on informal procedures. Their aim is not primarily
to state the law and to redress a wrong but rather to convince the wrongdoer
to change his behaviour and thus to prevent further violations, for the
benefit of all persons affected by the conflict.
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7. |
Final remarks |
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The objective of international humanitarian
law is to limit the suffering caused by warfare and to alleviate its effects.
Its rules are the result of a delicate balance between the exigencies of
warfare ("military necessity") on the one hand and the laws of humanity
on the other. Humanitarian law is a sensitive matter and it suffers no
tampering. It must be respected in all circumstances, for the sake of the
survival of human values and, quite often, for the sheer necessity of protecting
life. Each and every one of us can do something to promote greater understanding
of its main goals and fundamental principles, thereby paving the way for
better respect for them. Better respect for humanitarian law by all States
and all parties to armed conflicts will do much to help create a more humane
world.
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Ref. LG 1998-079-ENG |
Last update : 05/03/99
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Stampin Chapter
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